Expert Consolidated Audit Trail consulting and development
The FINRA Consolidated Audit Trail (CAT) is a big beast. A really big beast: it takes an intricately woven, continuously growing 452+ page technical spec sheet to lay everything out. It is a daunting task to say the least for every industry member, even those with simple order flow.
The pack has your back! We have the technical background and experience to keep the compliance wolves at bay, and we work closely with Command Line Compliance to further ensure reporting accuracy.
Our clients in this sector range from small firms with only a few events a day to large firms with hundreds of millions of events a day. We help with all phases of CAT development and reporting; this includes everywhere from answering the occasional question, help with repairs and corrections, or even having the pack take charge and handle all of the client’s technical compliance obligations.
We also just launched Sparky, our new AI pup who is trained in the technical aspects of CAT. Feel free to say hello!
For additional FINRA CAT resources, you are more than welcome to check out our publicly available cheat sheets.
“We are what we repeatedly do. Excellence, then, is not an act, but a habit”
— Aristotle
The FINRA Consolidated Audit Trail (CAT) is a big beast. A really big beast: it takes a continuously growing, intricately woven 452+ page technical spec sheet to lay everything out. It’s a daunting task to say the least for all industry members, even those with simple order flow.
The pack has your back! We have the technical background and experience to keep the compliance wolves at bay, and we work closely with Command Line Compliance to further ensure reporting accuracy.
Our clients in this sector range from small firms with just a couple of vendors to firms with over 15 vendors. We help with all phases of CAT development and reporting; this includes everywhere from answering the occasional question, help with repairs and corrections, or even having the pack take charge and handle all of the client’s technical compliance obligations.
We also just launched Sparky, our new AI pup who is trained in the technical aspects of CAT. Feel free to say hello!
For additional FINRA CAT resources, you are more than welcome to check out our publicly available cheat sheets.
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